Development and Reform of Securities Supervision in Korea

Abstract

Abstract: Before the 1997 IMF（International Monetary Fund）financial crisis in Korea，the Ministry of Finance and Economy was the highest Administrative supervisory organization of the Korean securities market and business，the Securities Supervisory Service and its attached organization，the Securities Control Commission took the supervisory responsibility for issue and transaction of securities．Since the Financial crisis in Asia，however，the Korean Government has been tring to reform its financial supervisory system under the IMF’s guidance，and this report is to introduce the supervision system of the Korean securities market，and analysis its development direction．

Key words: Securities Supervision；Administrative Supervision：Self&mdash, Regulation

摘要： 1997年韩国外汇危机前，财政经济院[1]是对韩国证券业和证券市场进行监管的最高行政监管机构，另外证券监督院和其所属的证券管理委员会承担有关证券的发行、交易的监管责任。但是亚洲金融危机后，韩国政府在国际货币基金组织的指导下，对金融监管体制与金融结构进行了重大调整。本文主要介绍韩国证券市场的监管机制，同时分析其发展方向。

关键词: 证券监管 , 行政监管 , 自律监管

LU 恩Yong. Development and Reform of Securities Supervision in Korea[J]. , 2008(4): 145-152.

卢恩泳. 韩国证券监管机制的发展与改革[J]. 法学家, 2008(4): 145-152.

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